7 Types Of People Who Fail In Finance

www.investopedia.com May 3, 2011 - In this issue... Add Investopedia to safe sender list Find Investopedia on Financial Career 7 Types Of People Who Fail In Finance Financial Education Prepare For Your CFA Exams Exam Question Which statement about the New York Stock Exchange is FALSE? FINRA Update Update On FINRA Rules Governing Books and Records Special Feature: Forex Walkthrough   Investopedia Forex Classes: -Getting Started -Beginner -Intermediate -Advanced -Trading Strategies More features: Investopedia Free Exam Guides, CFA THIS WEEK'S NEWSLETTER IS SPONSORED BY:  Financial Career more career articles 7 Types Of People Who Fail In Finance To earn a career (or even a job offer) in finance, you needed to have sufficiently impressed your interviewers. The finance setting in the real world is competitive. Occasionally, HR will let in finance professionals with uber personalities. They have spark, personality and commendable accomplishments. Unfortunately, as their peer group begins to work with them, these peers come to a realization that there are certain dysfunctional behaviors that serve as roadblocks, here are seven. Read more »  Related Reading: Microsoft Excel Features For The Financially Literate, or Quit Your Job To Trade Stocks?  Frequently Asked Questions I passed my Series 7 exam, but I terminated employment at my sponsoring firm before I received my license. Is my exam still valid? Investopedia Exam Guides Pass your exam and pursue your career in finance with our Free Guides: Series 6 Series 7 Series 26 Series 63 Series 65 Series 66  Financial Education more education articles Prepare For Your CFA Exams Passing any of the CFA Institute's exams, a requirement to become a Chartered Financial Analyst (CFA), is a very difficult and stressful process. A CFA exam is not only a test of one's intellect, but also of endurance, diligence, creativity and will. It is designed in such a way as to demonstrate one's commitment to becoming a CFA charterholder. Read more »  Related Reading: Keeping Up With Your Continuing Education, Currency ETFs Simplify Forex Trades  FINRA Update more updates SEC Approves Consolidated FINRA Rules Governing Books and Records The SEC approved FINRA's proposal to adopt rules governing books and records. The new rules are modeled after old NASD and NYSE rules and will make it easier for FINRA and SEC to investigate compliance with the law. Some Topics Covered: -Record Retention -Changes In Account Name -Records Of Written Customer Complaints Effective Date: December 5, 2011 View Full Notice PDF 145 KB »  Exam Question Which statement about the New York Stock Exchange is FALSE? A. It is a self-regulating organization. B. Employees of members cannot open accounts at competing broker-dealers. C. It permits coded accounts. D. It requires written authorization from a customer before an employee of a member can exercise discretionary power over an account.  Find Professionals in the Money Useful? Check out our other FREE newsletters! • Investing Basics • Forex Weekly • Term of the Day • Warren Buffett Watch • News To Use • The Chart Advisor Report • Stock Watch Weekly Thank you for reading Professionals in the Money on April 26, 2011 Professionals in the Money Admin Center You are receiving Professionals In The Money as a registered member of Investopedia.com - you joined on 20110412 10:05 Currently, you are subscribed to investopedia-professionals as: duitlumbung@gmail.com To unsubscribe or change your email settings, click here. Ensure Delivery: Please add webmaster@investopedia.com to your email address book or safe-senders list. Copyright © 2009 Investopedia ULC. All Rights Reserved